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Form 8 (DD) – [Anheuser-Busch]

RNS Number : 7316Y
Goldman Sachs & Co.
19 May 2016
 

 

FORM 8 (DD)

 

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS
FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

(GS) GOLDMAN, SACHS & CO.

(b) Owner or controller of interests and short positions disclosed, if different from
1(a):

     The naming of nominee or vehicle companies is insufficient. For a
trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form
relates:

     Use a separate form for each offeror/offeree

ANHEUSER-BUSCH INBEV SA/NV

(d) Status of person making the disclosure:

     e.g. offeror, offeree, person acting in concert with the
offeror/offeree (specify name of offeror/offeree)

Advisor to SABMILLER PLC

(e) Date dealing undertaken:

18 May 2016

(f)  In addition to the company in 1(c) above, is discoloser making disclosures in
respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state
“N/A”

YES – disclosed previously for SABMILLER PLC

 

2.         POSITIONS OF THE PERSON MAKING THE
DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant
securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

 

(a)        Interests and short positions in the relevant
securities of the offeror or offeree to which the disclosure relates following the dealing

 

Class of relevant security:

 

Ordinary and ADRs


Interests

Short positions


Number

%

Number

%

(1) Relevant securities owned and/or controlled:

378,308

0.02

3,215

0.00

(2) Cash-settled derivatives:

2,768

0.00

0

0.00

(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:

288,200

0.01

1,923,700

0.11

 

     TOTAL:

669,276

0.04

1,926,915

0.11

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (included traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

Details of any securities borrowing and lending positions or financial collateral arrangements
should be disclosed on a Supplemental Form 8 (SBL).

 

(b)        Rights to subscribe for new securities (including
directors’ and other employee options)

 

Class of relevant security in relation to which subscription right exists:


Details, including nature of the rights concerned and relevant percentages:


 

 

3.         DEALINGS BY THE PERSON MAKING THE
DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt
in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

(i)         Party to an offer or person acting in concert
(except for a principal trader in the same group as a connected adviser)

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit





 

(ii)        Principal trader where the sole reason for the
connection is that the principal trader is in the same group as a connected advisor

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

ADR

Purchases

1,080

122.2800 USD

122.2000 USD

ADR

Sales

11,060

123.4100 USD

121.5600 USD

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short
position

Number of reference securities

Price per unit






 

(c)        Stock-settled derivative transactions (including
options)

 

(i)         Writing, selling, purchasing or
varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

ADR

Call Option / (1.00 : 100.00)

Selling

1 (100)

115.0000 USD

AMERICAN

17/06/2016

9.0000 USD

ADR

Call Option / (1.00 : 100.00)

Selling

5 (500)

125.0000 USD

AMERICAN

20/05/2016

0.2800 USD

ADR

Call Option / (1.00 : 100.00)

Selling

19 (1,900)

130.0000 USD

AMERICAN

20/05/2016

0.0500 USD

ADR

Call Option / (1.00 : 100.00)

Selling

3 (300)

155.0000 USD

AMERICAN

20/01/2017

1.8500 USD

ADR

Call Option / (1.00 : 100.00)

Selling

11 (1,100)

155.0000 USD

AMERICAN

20/01/2017

1.8500 USD

ADR

Call Option / (1.00 : 100.00)

Selling

10 (1,000)

155.0000 USD

AMERICAN

20/01/2017

1.8500 USD

ADR

Call Option / (1.00 : 100.00)

Selling

11 (1,100)

155.0000 USD

AMERICAN

20/01/2017

1.8500 USD

ADR

Put Option / (1.00 : 100.00)

Purchasing

2 (200)

60.0000 USD

AMERICAN

20/01/2017

0.3000 USD

ADR

Put Option / (1.00 : 100.00)

Purchasing

1 (100)

90.0000 USD

AMERICAN

16/09/2016

0.6000 USD

 

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new
securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by
the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state “none”

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating
to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the
party to the offer or person acting in concert making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to
which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

NONE

 

 

(c)        Attachments

 

Are any Supplemental Forms attached?

 

Supplemental Form 8 (Open Positions)

YES

Supplemental Form 8 (SBL)

NO

 

 

Date of disclosure:

19 May 2016

Contact name:

Joanna Foley and Ding Wang

Telephone number:

+44(20) 7051 9996 / +44(20) 7051 9453

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and
must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel’s Market Surveillance Unit is
available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

 

 

SUPPLEMENTAL FORM 8(OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENT
TO 

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

 

1.         KEY INFORMATION

 

     Full name of person making disclosure:

(GS) GOLDMAN, SACHS & CO.

     Name of offeror/offeree in relation to whose relevant securities
disclosure relates:

ANHEUSER-BUSCH INBEV SA/NV

 

 

2.         STOCK-SETTLED DERIVATIVES (INCLUDING
OPTIONS)

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary

Call Option

Purchased

100

100.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Sold

100

115.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

100

145.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Purchased

200

110.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

200

110.0000 USD

AMER

19/01/2018

Ordinary

Call Option

Purchased

200

130.0000 USD

AMER

16/12/2016

Ordinary

Call Option

Sold

200

170.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

400

150.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Sold

500

110.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Purchased

500

120.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Sold

500

145.0000 USD

AMER

20/05/2016

Ordinary

Call Option

Purchased

600

110.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Purchased

600

135.0000 USD

AMER

16/12/2016

Ordinary

Call Option

Purchased

600

135.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Purchased

700

115.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Purchased

1,100

120.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Purchased

1,700

180.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Purchased

1,800

120.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

2,000

170.0000 USD

AMER

19/01/2018

Ordinary

Call Option

Sold

2,100

145.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

2,100

145.0000 USD

AMER

16/12/2016

Ordinary

Call Option

Purchased

2,200

115.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Purchased

2,500

125.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Sold

3,200

135.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Sold

3,300

130.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Sold

3,900

155.0000 USD

AMER

16/12/2016

Ordinary

Call Option

Sold

4,200

140.0000 USD

AMER

20/05/2016

Ordinary

Call Option

Sold

4,900

150.0000 USD

AMER

16/12/2016

Ordinary

Call Option

Purchased

5,000

160.0000 USD

AMER

19/01/2018

Ordinary

Call Option

Purchased

5,100

125.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

5,200

150.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Purchased

5,800

140.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Purchased

6,600

130.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

7,400

125.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

7,800

155.0000 USD

AMER

20/01/2017

Ordinary

Call Option

Purchased

9,400

135.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

11,100

130.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Purchased

14,900

125.0000 USD

AMER

20/05/2016

Ordinary

Call Option

Purchased

16,800

155.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

17,900

145.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

21,400

150.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Purchased

22,300

130.0000 USD

AMER

20/05/2016

Ordinary

Call Option

Sold

23,800

140.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

24,500

135.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

34,500

130.0000 USD

AMER

20/05/2016

Ordinary

Call Option

Sold

35,300

140.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

41,400

155.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

42,900

150.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

49,000

135.0000 USD

AMER

20/05/2016

Ordinary

Call Option

Sold

85,000

135.0000 USD

AMER

20/05/2016

Ordinary

Call Option

Sold

100,000

135.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

100,000

140.0000 USD

AMER

16/09/2016

Ordinary

Call Option

Sold

150,000

145.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Purchased

174,800

125.0000 USD

AMER

17/06/2016

Ordinary

Call Option

Sold

732,700

130.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

100

80.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

100

90.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Sold

100

115.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Purchased

100

120.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Sold

100

130.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Sold

100

140.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Sold

100

140.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

200

65.0000 USD

AMER

16/12/2016

Ordinary

Put Option

Purchased

200

110.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Purchased

300

100.0000 USD

AMER

16/12/2016

Ordinary

Put Option

Purchased

300

145.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

500

100.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Sold

500

140.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

600

100.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

600

105.0000 USD

AMER

16/12/2016

Ordinary

Put Option

Sold

600

115.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

600

125.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

700

100.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

700

105.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Purchased

800

70.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

900

75.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

1,000

75.0000 USD

AMER

19/01/2018

Ordinary

Put Option

Sold

1,000

105.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Sold

1,000

110.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Sold

1,000

115.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Purchased

1,200

90.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Sold

1,200

150.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

1,300

90.0000 USD

AMER

16/12/2016

Ordinary

Put Option

Purchased

1,300

110.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

1,300

120.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Sold

1,300

130.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Sold

1,500

60.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Sold

1,500

75.0000 USD

AMER

16/12/2016

Ordinary

Put Option

Purchased

1,500

90.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

1,500

105.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Purchased

1,500

110.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

1,500

125.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Purchased

1,600

95.0000 USD

AMER

16/12/2016

Ordinary

Put Option

Purchased

1,800

120.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

1,900

100.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Purchased

2,000

95.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

2,000

125.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

2,300

85.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Sold

2,300

95.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Sold

2,400

130.0000 USD

AMER

16/09/2016

Ordinary

Put Option

Purchased

2,500

95.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Purchased

3,000

60.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Purchased

3,500

85.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Purchased

3,500

105.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

4,000

90.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Purchased

5,100

80.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

5,100

95.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

6,200

120.0000 USD

AMER

20/05/2016

Ordinary

Put Option

Purchased

15,500

80.0000 USD

AMER

20/01/2017

Ordinary

Put Option

Purchased

24,500

115.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

51,900

120.0000 USD

AMER

17/06/2016

Ordinary

Put Option

Purchased

250,900

120.0000 USD

AMER

20/05/2016

 

 

3.         AGREEMENTS TO PURCHASE OR SELL

 

Full details should be given so that the nature of the interest or position can be fully
understood:


 

It is not necessary to provide details on a Supplement form (Open Positions) with regard to
cash-settled derivatives.

 

 The currency of all pieces and other monetary amounts should be stated.

 

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s
disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.


This information is provided by RNS
The company news service from the London Stock Exchange
 

END

 
 

DCCEANSNFLSKEEF



Updated: May 19, 2016 — 4:13 pm
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